Financial Services Operations Manager

Location: Leeds, West Yorkshire
Salary: £60,000 - £70,000 pa
Reference: NP / 14797
Type: Permanent
Sector: Other Business Support, Professional & Technical Support
Deadline: 26/10/2021

The company

Financial Services Operations Manager in Leeds required for a leading Investment Management Business. Work for a well established business that was established over 125 years ago. The role is based in Leeds and so is easily accessible for people living in Bradford, Wakefield, Manchester, Huddersfield, Halifax, Harrogate, York and surrounding areas.

The job

  • Managing the team responsible for all investment services, including IMs, IEs, and IAs.
  • Strategically manage the Investment management sub-departments, participate in projects to improve processes and systems and implement the Firm’s Business Plan.
  • Assisting in implementing and managing investment management change projects, in line with the firm’s business plan and MIFDII requirements.
  • Overseeing the management of advisory and discretionary accounts by the Leeds IM department
  • Assisting with complaints and queries regarding advisory and discretionary portfolios.
  • Maintain a detailed knowledge of all aspects of investment, including regulatory requirements and contribute to the firm’s various Investment Research Committees.
  • Identifying training requirements and ensure they are carried out.
  • Overseeing the other Investment Management sub-departments from a strategic perspective rather than line management.
  • Managing the end-to-end processes of the employee life-cycle with Recruitment & Selection, On-boarding, Performance (appraisals, performance reviews and succession planning), Recognition, and Off-Boarding.
  • Being responsible for mitigating and reporting any risks which may be detrimental to client’s or the firm’s reputation, which arise from and not limited to; inadequate procedures, systems or data handling.

The person

  • CISI Level 4 Investment Advice Diploma in Securities or other equivalent accredited body qualification relating to securities.
  • Detailed knowledge of all aspects of investments, including regulation and industry standards.
  • Experience of Investment Management, Investment Consulting or Asset Management.
  • People and change management experience.

The benefits

Salary up to £70,000 + benefits


Natalie Poskitt
Client Director
Brewster Partners Recruitment Group


To apply for this job, please send your CV to the email above or to quoting "Vacancy: Financial Services Operations Manager, Reference: NP / 14797". Thank you for your interest.